99 regulatory compliance specialist jobs found

At Dataiku, we're not just adapting to the AI revolution, we're leading it. Since our beginning in Paris in 2013, we've been pioneering the future of AI with a platform that makes data actionable and accessible. With over 1,000 teammates across 25 countries and backed by a renowned set of investors, we're the architects of Everyday AI, enabling data experts and domain experts to work together to build AI into their daily operations, from advanced analytics to Generative AI.  We are seeking a highly motivated and experienced Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring our company's adherence to a broad range of regulatory requirements, with a particular focus on EU, US, and UK laws. This role requires a deep understanding of the legal and regulatory landscape, excellent organizational skills, and the ability to work effectively with various stakeholders across the organization. Key Responsibilities:...

At Dataiku, we're not just adapting to the AI revolution, we're leading it. Since our beginning in Paris in 2013, we've been pioneering the future of AI with a platform that makes data actionable and accessible. With over 1,000 teammates across 25 countries and backed by a renowned set of investors, we're the architects of Everyday AI, enabling data experts and domain experts to work together to build AI into their daily operations, from advanced analytics to Generative AI.  We are seeking a highly motivated and experienced Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring our company's adherence to a broad range of regulatory requirements, with a particular focus on EU, US, and UK laws. This role requires a deep understanding of the legal and regulatory landscape, excellent organizational skills, and the ability to work effectively with various stakeholders across the organization. Key Responsibilities:...

About Nubank Nubank was founded in 2013 to free people from a bureaucratic, slow and inefficient financial system. Since then, through innovative technology and outstanding customer service, the company has been redefining people's relationships with money across Latin America. With operations in Brazil, Mexico, and Colombia, Nubank is today one of the largest digital banking platforms and technology-leading companies in the world. Today, Nubank is a global company, with offices in São Paulo (Brazil), Mexico City (Mexico), Buenos Aires (Argentina), Bogotá (Colombia), Durham (United States), and Berlin (Germany). It was founded in 2013 in Sao Paulo, by Colombian David Vélez, and cofounded by Brazilian Cristina Junqueira and American Edward Wible. For more information, visit www.nubank.com.br. Our Compliance Chapter The Compliance Team has a very special role in our mission: support the company’s growth by identifying the regulatory risks that NU faces; designing...

As a Regulatory Compliance Manager you will take the lead in all things operational compliance work, help to maintain our overall company policy, and lead on assisting various business areas on understanding and embedding regulatory requirements. The role will suit a generalist operational regulatory compliance manager/officer looking to join a fast-paced, growing payments financial technology company.   How you’ll make an impact: Ensuring appropriate internal guidance and advice is delivered in accordance with FCA, PSR and other regulatory requirements (FOS, PSD2). Assist colleagues in our Paris office by providing practical assistance relating to the adherence of requirements relating to the ACPR and other European regulatory expectations. Enhancing our processes across a variety of functions to ensure appropriate oversight of business activities. Reviewing, developing and embedding collaborative regulatory compliance oversight and assurance. Drafting / embedding...

Our mission at Oura is to empower every person to own their inner potential. Our award-winning products help our global community gain a deeper knowledge of their readiness, activity, and sleep quality by using their Oura Ring and its connected app. We've helped 2.5 million people understand and improve their health by providing daily insights and practical steps to inspire healthy lifestyles. Empowering the world starts with living our values and empowering our team. As a quickly growing company focused on helping people live healthier and happier lives, we ensure that our team members have what they need to do their best work — both in and out of the office.  We are seeking a GRC Specialist to join our Security Team. This role will serve as a subject matter expert (SME) supporting compliance, risk, and governance initiatives. Working alongside the Governance Risk and Compliance Team, the GRC Specialist will help mature our security and compliance programs such as SOC 2,...

We believe that the way people interact with their finances will drastically improve in the next few years. We’re dedicated to empowering this transformation by building the tools and experiences that thousands of developers use to create their own products. Plaid powers the tools millions of people rely on to live a healthier financial life. We work with thousands of companies like Venmo, SoFi, several of the Fortune 500, and many of the largest banks to make it easy for people to connect their financial accounts to the apps and services they want to use. Plaid’s network covers 12,000 financial institutions across the US, Canada, UK and Europe. Founded in 2013, the company is headquartered in San Francisco with offices in New York, Washington D.C., London and Amsterdam. We are seeking a highly skilled and experienced Gaming Licensing Specialist to support Plaid’s Go-To-Market (GTM) online gaming segment. In this role, you’ll drive the strategy and execution for gaming...

About the role: Wise is a pioneering global leader in international money transfers and financial services, dedicated to making cross-border transactions seamless and transparent. We are looking for a dedicated and dynamic Customer Success Specialist with expertise in sales to join our team. This unique role combines sales prowess and white-glove customer support to provide an exceptional experience for our existing and prospective high volume customers. As a Customer Success Specialist, you'll be at the forefront of driving growth and cultivating relationships, mostly with consumers. Leveraging your in-depth understanding of Wise product offering and issue resolution, you'll be the driving force behind personalised, tailored experiences while deepening relationships with our high-volume customers. You will guide them through initial interactions, provide support for critical issues, and establish enduring relationships. Additionally, you'll apply your skills to serve...

High Volume Team is looking for High Volume EDD specialists to join our growing team in Budapest, Hungary.  Your main responsibilities will be: Perform Due Diligence on existing, new and/or potential business and consumer customers based on risk mitigation controls and certain trigger events; Call the customer, whenever we need to collect any information or documentation from them Ensure the highest standards of quality during reviews, as well as during customer contacts. Exercise discretion in setting priorities, identifying customer records that require further review and taking action to obtain and follow-up on the information and/or documentation requested; Ensure that information and documentation provided by customers, from external data sources and from your own reviews (e.g. websites and company registries) meet our requirements for verification; Perform searches utilising Internet sources and/or third-party vendors to obtain information on prospects and...

We’re looking for a proactive, detail-oriented and results-driven  Regulatory Compliance Senior Specialist  to join our  UK team . This role will require you to take ownership of key regulatory reporting processes, manage critical incident communications, and maintain compliance documentation with precision. You’ll play a vital role in ensuring timely and well-organized regulatory correspondence, assisting with policy management, and contributing to the broader compliance function in meeting UK regulatory obligations.  You’ll have the opportunity to work within a dynamic and fast-paced environment where ownership and initiative are highly valued. If you’re someone who enjoys problem-solving, thrives on responsibility and independence, and excels in managing multi-stage tasks, this role is for you!  Based in Tallinn , you will work with a growing team of experienced compliance specialists to help us build world-class products that are compliant with regulatory requirements. Your...

Salary Range: SGD 109,800 - 150,000 per annum + RSUs We are looking for an exceptional physical card design specialist to help us supercharge our only physical brand touchpoint at Wise. Millions of customers use Wise, and you'll be responsible for designing a portfolio of cards and carriers alongside a cross-functional team of product managers, designers, analysts, researchers in our Spend Experience team. We aim for best in class experiences at Wise, and are looking for someone with the skills and drive to match that ambition. Over the past decade, Wise has built a global payments infrastructure that has revolutionised how money moves around the world. Wise has changed the way people send, spend, receive and grow their money by making it exponentially cheaper, faster and more convenient than a bank. Wise cards are integral to our most user-friendly multi currency account proposition. As a Senior Design Specialist, you will lead the design and evolution of our physical card...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are hiring an Institutional Client Onboarding Specialist to join Blockchain.com's Institutional Business Sales Team in London, UK.   You will be responsible for onboarding institutional clients and serve as a point of contact to coordinate all questions and requests from multiple internal stakeholders including legal, sales, compliance, and finance. You will collaborate closely with the current onboarding team as well as both the sales team to make the process as easy and fast as possible and the legal, compliance, and institutional product teams to gather all required information for them to make a decision. This will involve significant relationship management, managing a detail oriented...

Your mission: Wise has already pioneered new ways for people to transfer money across borders and currencies. Our customers can also manage their hard-earned money with the world’s first platform to offer true multi-currency banking. We are looking for an experienced Sanctions Senior Manager that is willing to roll up their sleeves and make a big impact in our Operations team based in Austin. This is a Compliance/Ops hybrid role where we are specifically looking for 2LOD experience however you will be leading teams within 1LOD. You will lead the Sanctions complex investigations teams as well as owning first line risk in Sanctions Operations, improving our existing controls and processes to reduce risk. Here’s how you’ll be contributing to the team Lead Global Sanctions Complex Investigations teams Own Sanctions operational processes and policies Lead complex compliance projects acting as a subject matter expert for the rest of the business Partner with the...

This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are enabled to truly own their careers. We are motivated individuals who tackle unique technical challenges at scale and solve them as a team. Together, we deliver innovative and ethical solutions that help businesses achieve their ambitions faster. OFAC Specialist Our fast-paced FEC Governance Team (part of the wider AML Compliance Team) is looking for a OFAC Compliance Officer to provide expert legal guidance on US sanctions regimes and their application to our financial products and services. This role requires deep knowledge of US sanctions regimes, including OFAC regulations, a...

The responsibilities for this position include: Daily monitoring of new regulations published by major regulatory bodies and best market practices. Assertive communication of key regulatory changes and addressing them with business and support areas. Monitoring and supporting preparation of responses to inquiries from regulators and internal and external audits. Managing key Compliance content repositories (policies, local board of Directors, etc.) and ensuring their completeness. Supporting the Compliance team in conducting regulatory tests, identifying gaps, and proposing possible solutions and/or action plans. Assisting business areas by providing regulatory advice on products and procedures. Prevention and detection of inconsistencies that may result in regulatory gaps. Evaluation of new products and services from a regulatory perspective. Recording and monitoring of action plans for compliance with regulatory requirements and deadlines....

Who We Are At Justworks, you’ll enjoy a welcoming and casual environment, great benefits, wellness program offerings, company retreats, and the ability to interact with and learn from leaders in the startup community. We work hard and care about our most prized asset - our people. We’re helping businesses get off the ground by enabling them to focus on running their business. We solve HR issues. We’re data-driven and never stop iterating. If you’d like to work in a supportive, entrepreneurial environment, are interested in building something meaningful and having fun while doing it, we’d love to hear from you. We're united by shared goals and shared motivations at Justworks. These are best summed up in our company values, which are reflected in our product and in our team. Our Values If this sounds like you, you’ll fit right in. Who You Are As a Payroll Operations Specialist - EMEA on the International team, you will be responsible for ensuring the...

At WHOOP, we're on a mission to unlock human performance and health span. WHOOP empowers its members to perform at a higher level through a deep understanding of their bodies and daily lives. WHOOP is looking for a Regulatory Affairs Specialist to be a core member of the Digital Health team at WHOOP.  As the Quality Systems & Regulatory Affairs Specialist, you will execute regulatory strategy and support QMS maintenance deliverables for WHOOP SAMDs in a dynamic and agile environment. In an innovative and evolving space, you will need to bring creative problem-solving with an ability to adapt to a changing landscape.   RESPONSIBILITIES: Interprets international regulatory and quality requirements for medical devices.  Creates detailed regulatory and quality deliverables for international distribution of medical devices in countries such as Canada, Japan, EU, Brazil, etc. Prepares regulatory submissions for medical devices and maintains regulatory clearance...

About Nubank Nubank was founded in 2013 to free people from a bureaucratic, slow, and inefficient financial system. Since then, the company has been redefining people's relationships with money across Latin America through innovative technology and outstanding customer service. With operations in Brazil, Mexico, and Colombia, Nubank is today one of the world's largest digital banking platforms and technology-leading companies. Today, Nubank is a global company with offices in São Paulo (Brazil), Mexico City (Mexico), Buenos Aires (Argentina), Bogotá (Colombia), Durham (United States), and Berlin (Germany). It was founded in 2013 in Sao Paulo by Colombian David Vélez , and cofounded by Brazilian Cristina Junqueira and American Edward Wible . For more information, visit www.nubank.com.br . About the team:  The Financial Risk Squad operates as part of the Second Line of Defense , providing independent oversight, review, and challenge of the risk-taking...

We are looking for a Process Specialist to join our growing SAR Reporting team at Wise.  The role is a unique opportunity to join one of the fastest growing fintech companies in Europe and help millions of customers save money by using Wise, while contributing to fighting financial crime on a global scale. As a Process Specialist, you will optimise and align the operational processes , collaborating with the SAR Reporting operations team, product teams, central quality, and knowledge management, as well as audit, compliance, and growth teams. Your primary focus will be on creating, reviewing, updating, and maintaining the operational team’s policies, procedures and guidelines to ensure compliance and efficiency. As an individual contributor you’ll have the opportunity to impact the operational team’s operational excellence through process standardisation and mitigating risks. You’ll play a crucial role in maintaining accurate documentation, especially during the...

This role encompasses the strategic planning and management of Third Party Risk, ensuring alignment with both industry standards and regulatory expectations. As the Third Party Assurance Manager, you will be supporting the development, ongoing maintenance, and enhancement of the comprehensive Third Party Risk Management (TPRM) framework and policies to align with industry best practices, regulatory requirements, and Wise's Enterprise Risk Management framework. In this role, you will support the Third Party Assurance Lead to execute third party assurance practices at Wise, acting as an Assurance/Audit Specialist focused on evaluating and managing the compliance and risk of our third-party providers. You will leverage your knowledge of auditing, testing, and quality assurance to maintain an assurance methodology that protects the company’s interests and ensures the integrity of third-party relationships by coordinating and performing assurance reviews. Additionally, you will...

Who We Are At Justworks, you’ll enjoy a welcoming and casual environment, great benefits, wellness program offerings, company retreats, and the ability to interact with and learn from leaders in the startup community. We work hard and care about our most prized asset - our people. We’re helping businesses get off the ground by enabling them to focus on running their business. We solve HR issues. We’re data-driven and never stop iterating. If you’d like to work in a supportive, entrepreneurial environment, are interested in building something meaningful and having fun while doing it, we’d love to hear from you. We're united by shared goals and shared motivations at Justworks. These are best summed up in our company values, which are reflected in our product and in our team. Our Values If this sounds like you, you’ll fit right in. Who You Are As a Senior Payroll Operations Specialist - Canada on the International team, you will be responsible for...